Securities Deposit: Precision and Efficiency in Asset Management

The Securities Deposit module of Koala.Markets serves as the cornerstone for a comprehensive and automated securities management system. Designed for banks, asset managers, institutional investors, and retail clients, this module provides full transparency and control over all deposit movements—from account setup to final settlement.

Automated Portfolio Management

The Securities Deposit module automates the management of securities holdings, minimizing manual errors and maximizing operational efficiency. Every movement within the deposit is tracked, monitored, and documented in real-time, offering financial institutions and end users a complete overview of all transactions.

Key Features for Financial Institutions

• Real-Time Portfolio Monitoring: Tracks all deposit movements and provides up-to- date information on holdings
• Error Reduction: Minimizes manual intervention and operational risk.
• Regulatory-Ready Reporting: Delivers precise and comprehensive reports for audits and compliance requirements.

Additional Features for Retail Clients and Traders

• Live Portfolio View: Clients can access up-to-date details of their holdings, market values, and profit/loss analysis at any time
• Transaction History: Provides a clear record of historical transactions, including buys, sells, and dividends.
• Corporate Actions Tracking:Displays details of dividend payouts, stock splits, and other corporate actions in a user-friendly interface.
• Automated Notifications:Keeps clients informed of relevant deposit changes or corporate actions in real-time.

Seamless Integration into the Trading Ecosystem

The Securities Deposit module integrates seamlessly with other Koala.Markets components, ensuring a smooth connection between trading operations and deposit management. This integration enables efficient handling of transactions, from order execution to settlement.

Integration Highlights:

• Order Management: Aligns deposit movements with trading activities.
• Money Management: Ensures securities transactions are synchronized with available liquidity.
• Corporate Actions: Automates the processing of dividends, stock splits, and other events.

Supported Asset Classes

The module supports a wide range of securities, offering flexibility for financial institutions and end users to manage diverse portfolios.

Supported Assets:

• Equities: Domestic and international stock trading.
• ETFs: Management of Exchange Traded Funds.
• Bonds: Supports various types of bonds, including government and corporate securities.
• Funds: Handles actively managed investment funds.
• Tokenized Assets (In Progress): Management of digital securities and crypto-assets. Currently under development, this functionality will support blockchain-based securities and digital assets in the near future.

Security and Transparency

The Securities Deposit module delivers a highly secure infrastructure for managing securities, adhering to the highest standards of security and compliance. All transactions and deposit movements are encrypted and logged with audit-ready precision

Key Highlights:

• Transparent Documentation: Every deposit movement is fully documented and accessible for review.
• Regulatory Compliance: Meets global and local standards such as MiFID II, AML, and other financial regulations.
• Multi-Factor Authentication (MFA): Ensures secure access control for all users.

Advanced Features

The module includes tools to optimize deposit management and assist institutions and end users in meeting regulatory and operational obligations.

Advanced Capabilities:

• Currency Conversion: Automates currency conversions for international transactions.
• Corporate Actions Management: Processes dividends, stock splits, and other corporate actions automatically.
• Automated Reconciliations: Regularly aligns deposit records with external reports and accounting data.
• Regulatory Reporting: Provides data in required formats for authorities like BaFin, ESMA, or SEC.

User-Oriented Features:

• Mobile App Integration: Allows users to monitor and manage their deposits on the go.
• Personalized Reporting: Clients receive tailored updates on deposit performance.
• Tax Insights: Offers detailed information on taxable gains and dividends.

Use Cases

The module is versatile and caters to a variety of stakeholders:

• Banks and Custodian Banks: Provide clients with a modern, secure deposit solution.
• Asset Managers: Optimize client portfolio management with precise and transparent holdings tracking.
• FinTechs and Neobrokers: Scale platforms with automated and flexible deposit solutions.
• Retail Clients and Traders: Gain full control over deposits with detailed reporting, analytics, and transparency into all deposit movements.

With the Securities Deposit module, financial institutions and retail clients alike gain access to a powerful solution for managing securities. The seamless integration into the Koala.Markets ecosystem, coupled with robust security and compliance features, makes this module a critical component of modern trading and settlement systems.

Explore the Money Management module to discover how liquidity and settlements are perfectly synchronized with deposit management.